The Fee-Only Advisor
The Fee-Only AdvisorWhat It Takes to Run an RIA: Compliance Program Must-Haves
Is it the right time to run an RIA? From hiring a CCO to putting the right policies in place, a good place to start is with these compliance program must-haves.
11.02.22Estimated Reading Time: 8 Minutes
The Fee-Only AdvisorThe Truth About Being a Fee-Only Advisor
The realities of running fee-only business can come as a surprise to some advisors. Having a clear idea of what to expect can help make for a smooth transition.
07.14.21Estimated Reading Time: 6 Minutes
The Fee-Only AdvisorTwo Advisors Give Life to Their Shared Vision for an RIA-Only Business
Jodi Amos and Newlin Archinal, managing partners of 4Rivers Wealth Management, discuss the realities of their experience starting an RIA-only business and why choosing the right firm partner matters.
06.23.21Estimated Reading Time: 1 Minutes
The Fee-Only AdvisorGoing Fee-Only? Strategies for Handling Legacy Commission Accounts
Making the move to fee-only means saying goodbye your legacy commission accounts. Explore options for keeping your relationships after you walk away from the revenue.
05.26.21Estimated Reading Time: 4 Minutes
The Fee-Only AdvisorDropping Your FINRA Registrations: A View from Compliance
Thinking about taking the fee-only path? Be sure you understand the compliance obligations for IARs and RIAs.
04.07.21Estimated Reading Time: 7 Minutes
The Fee-Only AdvisorValiant Women of Commonwealth: Character Counts for Amos and Archinal
Jodi Amos and Newlin Archinal, managing partners of 4Rivers Wealth Management, discuss transforming a year of uncertainty into one of opportunity.
03.31.21Estimated Reading Time: 1 Minutes
