Cynthia Jeffries, Vice President, Compliance

Cynthia Jeffries is a Vice President of Compliance at Commonwealth. With the firm since 2007, she currently manages Commonwealth’s supervisory testing programs required as a broker/dealer, investment adviser, and municipal securities dealer and as a member of the National Futures Association. Cynthia holds FINRA Series 4, 7, 24, 27, 31, 53, and 66 securities registrations, as well as the Certified Fraud Examiner designation.
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